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Vol. 280, Issue 5, H1923-H1927, May 2001

EDITORIAL
Therapeutic coronary angiogenesis: a fronte praecipitium a tergo lupi?*

Michael Simons

Angiogenesis Research Center, Department of Medicine, Beth Israel Deaconess Medical Center and Harvard Medical School, Boston, Massachusetts 02215


    INTRODUCTION
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AFTER INITIAL EUPHORIA from early reports of successful therapeutic angiogenesis induced by either application of growth factors or laser revascularization in patients with peripheral and coronary disease, recent reports from large well-controlled studies involving vascular endothelial growth factor (VIVA) (15), basic fibroblast growth factor (FIRST) (18), and transmyocardial laser (DIRECT) (M. Leon, Transcatheter Cardiovascular Therapeutics 2000 meeting and American Heart Association 2000 presentations) have cast a pall on the field. In all of these trials, primary end points have been solidly negative, although post hoc analysis suggested some evidence of efficacy in various subgroups. This turn of events calls for a reevaluation of current approaches to therapeutic angiogenesis, including underlying biological principals, choice of angiogenic agents, validity and interpretation of animal model data and translation of the animal data to clinical trials, and the means of delivery. Equally important issues surrounding organization, conduct, and interpretation of clinical trials in this field are beyond the scope of this editorial and the reader is referred to a recent review of this subject (44).


    BIOLOGICAL FOUNDATION OF THERAPEUTIC ANGIOGENESIS
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Two major events, occurring either separately or in combination, are responsible for a majority of cases of tissues ischemia: compromise of the proximal arterial blood supply or of the distal runoff. The former event is the principal cause of ischemia associated with coronary artery disease when a complete or partial occlusion of the major epicardial coronary arteries or their principal branches results in insufficient blood supply to the distal myocardial bed, as well as intermittent claudications in patients with peripheral vascular disease. The latter event, diffuse narrowing of small vessels resulting in poor blood runoff from a proximal conduit, is a major contributor (in addition to the proximal arterial disease) to tissue ischemia and gangrene as well as failure of bypass grafts in patients with diabetic peripheral vascular disease. The primary focus of a therapeutic intervention in the former case should be to reestablish the arterial inflow, whereas in the latter to improve the distal runoff. Arguably, the restoration of arterial inflow requires the stimulation of growth of conduit vessels capable of carrying significant blood flow, i.e., true "biological bypasses," a process termed arteriogenesis (4, 5). In contrast, stimulation of the distal runoff may be promoted by increasing venous capillary formation (a process termed true angiogenesis) in the ischemic bed and, perhaps, lymphatic vessels.

Emerging data indicate that these processes respond to different stimuli and are regulated by different growth factors. Thus shear stress, increased local expression of leukocyte adhesion molecules, and the influx of blood-derived white blood cells are the primary arteriogenic stimuli (4, 38). The predominant growth factors involved are fibroblast growth factors (FGF), platelet-derived growth factor, and perhaps other monocyte/macrophage-derived products (1, 16, 26, 52). At the same time, ischemia is the major stimulus of true angiogenesis. Low tissue oxygenation, perhaps via alterations in the cellular redox balance (8, 12), increases expression of the hypoxia-induced factor (HIF)-1alpha protein that in turn activates expression of vascular endothelial growth factor (VEGF), its receptors flt-1 and neuropilin-1, and angiopoietin-2 (Ang-2) (42, 43). Yet despite these clear differences between the two processes, none of the angiogenesis trails carried out to date attempted to tailor the therapeutic approach to the desired biological effect whether in terms of growth factor selection or the site of administration.


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As the preceding section illustrates, the choice of an angiogenic agent is one area that merits reevaluation. VEGF is perhaps the most extensively studied growth factor. Among its many interesting features is a unique sensitivity of the developing vasculature to the amount of VEGF165 isoform, with even 50% reduction in the protein levels leading to embryonic lethality (7, 10). Recent studies have drawn a link between the hypoxia-induced VEGF expression by circulating monocytes and the extent of collateral development in patients with coronary artery disease (39). Functional roles of other VEGFs including VEGF121 and VEGF-B and C (VEGF-2) have not been as well defined (31, 32). In vitro VEGF121 is significantly less effective then VEGF165 in activation of flk-1 receptor, whereas VEGF-C appears to be primarily involved in lymphatic vessel development. These and other differences aside, all VEGFs are weak mitogens and their primarily endothelial site of action may not be ideal in situations when arteriogenesis is the desired goal.

At the opposite end of the growth factor scale are FGFs, another extensively studied growth factor family. In contrast to VEGF, FGFs are potent mitogens capable of stimulating growth of a large number of cell types (45). At the same time, disruptions of FGF-1 (30) and -2 (53) genes have little impact on the mouse embryonic development or adult phenotype. In part, this may reflect a large redundancy in the FGF family and in part the defects, such as decrease in vascular tree branching, may be rather subtle.

Despite these profound differences, VEGF and FGF2 share a common feature in the current generation of therapeutic angiogenesis trials: the failure to induce functional benefit when administered in a relatively nonselective fashion. Whether these findings reflect the inability of individual growth factors to orchestrate the entire spectrum of events required for growth of new blood vessels or attest to the difficulty with local delivery and/or clinical trial design and execution in this field remains unclear.

One intriguing concept is the use of angiogenesis "master switch" genes, i.e., genes capable of inducing entire cascades of angiogenesis-related genes. The best studied example of such a gene is a transcription factor HIF-1alpha . Because of its ability to activate a number of genes involved in VEGF-dependent angiogenesis, this factor may be particularly effective in situations where the stimulation of capillary-venular growth is the major goal (for example, poor distal runoff). It is not clear, however, how effective HIF-1alpha is in the induction of arteriogenic response. Another interesting prospect is the peptide PR39 (26). In addition to increasing HIF-1alpha protein levels, the peptide also induces expression of FGF receptors R1 and syndecan-4 (11, 25, 26). The ability to activate both VEGF (via HIF-1alpha ) and FGF (via FGFR1 and syndecan-4) systems may be particularly effective. Finally, relaxin is another protein capable of increasing expression of both VEGF and FGF isoforms (see below). Clinical utility of these proteins is clearly very appealing. However, their testing to date in animal and/or clinical studies has been minimal and many questions remain. Furthermore, there are likely other similarly centrally positioned angiogenic control genes.


    ANIMAL MODELS OF THERAPEUTIC ANGIOGENESIS
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The validity of animal models used for preclinical testing of angiogenic growth factors and laser myocardial revascularization (LMR) is an important question. Indeed, studies in small animals (mice, rabbits) (6, 24, 33, 46, 50, 51) and in large animals (dogs, pigs) (21, 28, 41, 48, 49) suggested that both VEGF and FGF2 induce functionally significant angiogenesis after single bolus delivery or intramyocardial gene injections. However, there are a number of important differences between these animal models and the patients enrolled in clinical trials. One such difference is that the animals do not have atherosclerotic vascular disease. The presence of such disease may adversely affect response to growth factors. Another key difference is age. Whereas a typical patient in these trials is old, a typical animal in a preclinical study is usually a young adult or is still growing. A limited amount of data suggests that responsiveness to angiogenic therapy decreases with age (34, 35). One more important caveat is that a number of commonly used medications can potentially interfere with angiogenic response (17, 29). The final, and perhaps the most important, difference is that laboratory animals represent an unselected population, whereas a typical patient in therapeutic angiogenesis trials has been selected because of demonstrated failure to develop adequate collateral circulation and/or respond to prior therapeutic interventions (the "no option" patient). All of these factors combined suggest that a lack of response in a large animal study should translate into a lack of response in a clinical trial, whereas a positive animal study does not guarantee a positive outcome in a trial.

Indeed, several observations seem to bear out these conclusions. Intravenous infusion of VEGF was not effective in a pig Ameroid model, whereas an intracoronary infusion of 0.25 µg · kg-1 · min-1 was minimally effective (36). Therefore, it is not surprising that a dose of 0.05 µg · kg-1 · min-1 given by a combination of intracoronary and intravenous infusions was ineffective in the VIVA trial (15). At the same time, 2 µg/kg ic FGF2 was the minimally effective dose in this model (37). In the FIRST trial, 0.3 µg/kg ic dose was ineffective, whereas 3.0 µg/kg ic had hints of efficacy (18). Finally, local delivery of FGF2 using heparin alginate microspheres was effective both in the Ameroid pig model (27) and in a small double-blind randomized clinical trial (23).


    DELIVERY OF THERAPEUTIC AGENTS: LOCATION, LOCATION, LOCATION
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The effective delivery of the angiogenic agent, be it a gene or a protein, has been perhaps the biggest and, until recently, the least appreciated challenge. In general, systemic administration of angiogenic proteins results in low concentration at the desired site and carries a potential for significant systemic toxicity. Thus, in the case of FGF2, both intracoronary and intravenous infusions result in minimal (<1%) deposition and very short (half-maximal times ~6 h) retention of the growth factor in the myocardium (22).

Alternatives to systemic administration include various forms of local delivery and the use of "trigger" agents that would be active only at the desired angiogenic site. Among various forms of local delivery, intrapericardial infusion is somewhat more effective but impractical in clinical settings (21). Intramyocardial injection of proteins, whereas more effective in terms of efficiency of delivery and the growth factor retention (19), is yet to be shown to produce functionally significant improvement in perfusion and function of the ischemic myocardial bed. Given these delivery problems, the use of agents with a restricted mode of action is potentially particularly interesting. One example of such molecule is a hormone relaxin that is reported to stimulate angiogenesis at wound sites (due to local stimulation of growth factor synthesis) but not healthy tissue after systemic administration (47). This hormone, however, also appears to have a systemic hypotensive effect by as yet undefined mechanism (40).

Gene transfer to the myocardium by means of intramyocardial injections has been used as an alternative strategy to achieve prolonged local expression of angiogenic proteins. Whereas detailed analysis of this technology is beyond the scope of this review, it is sufficient to note that the observed protein expression is variable and cannot currently be effectively regulated.

Another strategy designed to stimulate angiogenesis has involved the use of LMR. Once the initial hope that the laser channels remain open (thereby providing alternative source of arterial blood to the myocardium) has been shown to be false, much excitement centered on anatomical demonstration of local production of growth factors and the appearance of sprouting capillaries at sites of laser injury. This is expected, however, in any tissue healing response (3). Indeed, it was never convincingly demonstrated in a chronic ischemia animal model that laser injury results in a measurable improvement in tissue perfusion and function, and a recently completed double-blind controlled study of catheter-based laser revascularization (DIRECT trial) showed no benefit with regard to all tested end points.

Furthermore, ischemic tissues usually show a very significant increase in VEGF (2, 14) and other growth factors expression (9), and it is not clear why administration (or stimulation of local production) of small amounts of additional protein in the same territory should prove to be physiologically effective unless other mechanisms, unrelated to direct angiogenic effect of the growth factor, are at play.

Taking all of these observations together, there is little rigorous data to support the concept of physiological significant angiogenesis by stimulation of intramyocardial production of growth factors either by means of protein administration, gene transfer, or laser injury. Given the appeal of arteriogenesis as the primary biological modality for treatment of patients with coronary artery disease, epicardial perivascular delivery at the site of where this process actually takes place is theoretically most attractive.

The systemic (or nonselective) administration of the growth factors in addition to not being particularly effective, likely carries some risks. Furthermore, the amount of the growth factor delivered is limited by its systemic side effects. For example, in the case of VEGF165, a physiologically "effective" dose in pigs resulted in 50% mortality from severe hypotension (13). A smaller dose, still physiologically effective but less lethal in pigs (28), was still above the minimally tolerated level that could be achieved in a human trial. In this context, the failure of intracoronary VEGF165 programs speaks not so much to lack of effectiveness of the growth factor as to the lack of adequate dosing. In the case of FGF2, systemic dose-limiting side effects include hypotension, proliferative membranous nephropathy, and central nervous system toxicity (18, 20).

In summary, therapeutic angiogenesis still remains a most intriguing concept in cardiovascular medicine. A wealth of basic and animal data indicate the biological feasibility of this approach. However, we still have little experience in translating this kind of biological knowledge into practical clinical tools. Perhaps our greatest challenge is to rigorously define what we do not know to make a successful practical transition. Whereas the rush to clinical trials was probably premature, these initial failures have defined the issues that will need to be overcome for angiogenesis to become a practical clinical tool. Our ability to successfully address these challenges while further advancing the underlying basic vascular molecular biology and maintaining realistic expectations about the therapeutic prospects will go a long way to implementing a major advance in basic research as a practical clinical tool.


    ACKNOWLEDGEMENTS

This paper was supported in part by National Heart, Lung, and Blood Institute Grants R01-HL-62289 and HL-53793 and P50 HL-63609 and the Established Investigator Award of the American Heart Association


    FOOTNOTES

* A precipice before, wolves behind.

Address for reprint requests and other correspondence: Michael Simons, Angiogenesis Research Center, RW-453 Beth Israel Deaconess Medical Center, 330 Brookline Ave., Boston, MA 02215 (E-mail: msimons{at}caregroup.harvard.edu).

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.


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Eur Heart JHome page
A. Heinl-Green, P. W. Radke, F. M. Munkonge, O. Frass, J. Zhu, K. Vincent, D. M. Geddes, and E. W.F.W. Alton
The efficacy of a 'master switch gene' HIF-1{alpha} in a porcine model of chronic myocardial ischaemia
Eur. Heart J., July 1, 2005; 26(13): 1327 - 1332.
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Am. J. Physiol. Heart Circ. Physiol.Home page
R. J. Filion and A. S. Popel
Intracoronary administration of FGF-2: a computational model of myocardial deposition and retention
Am J Physiol Heart Circ Physiol, January 1, 2005; 288(1): H263 - H279.
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Circ. Res.Home page
M. Heil and W. Schaper
Influence of Mechanical, Cellular, and Molecular Factors on Collateral Artery Growth (Arteriogenesis)
Circ. Res., September 3, 2004; 95(5): 449 - 458.
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J. Appl. Physiol.Home page
G. C. Hughes, M. J. Post, M. Simons, and B. H. Annex
Translational Physiology: Porcine models of human coronary artery disease: implications for preclinical trials of therapeutic angiogenesis
J Appl Physiol, May 1, 2003; 94(5): 1689 - 1701.
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Ann. Thorac. Surg.Home page
M. A. Ruel, F. W. Sellke, C. Bianchi, T. A. Khan, R. Faro, J.-P. Zhang, and W. E. Cohn
Endogenous myocardial angiogenesis and revascularization using a gastric submucosal patch
Ann. Thorac. Surg., May 1, 2003; 75(5): 1443 - 1449.
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Am. J. Physiol. Heart Circ. Physiol.Home page
D. J. Lenihan, A. Osman, V. Sriram, J. Aitsebaomo, and C. Patterson
Evidence for association of coronary sinus levels of hepatocyte growth factor and collateralization in human coronary disease
Am J Physiol Heart Circ Physiol, May 1, 2003; 284(5): H1507 - H1512.
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Ann. Thorac. Surg.Home page
F. W. Sellke and M. Ruel
Vascular growth factors and angiogenesis in cardiac surgery
Ann. Thorac. Surg., February 1, 2003; 75(2): S685 - 690.
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Card Surg AdultHome page
M. Ruel, R. A. Kelly, and F. W. Sellke
Therapeutic Angiogenesis, Transmyocardial Laser Revascularization, and Cell Therapy
Card. Surg. Adult, January 1, 2003; 2(2003): 715 - 750.
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CirculationHome page
S. Pislaru, S. P. Janssens, B. J. Gersh, and R. D. Simari
Defining Gene Transfer Before Expecting Gene Therapy: Putting the Horse Before the Cart
Circulation, July 30, 2002; 106(5): 631 - 636.
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