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Departments of Pharmacology/Toxicology and Physiology, Michigan State University, East Lansing, Michigan 48824
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ABSTRACT |
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We used bispectral analysis to characterize the nonlinear interactions of the respiratory-related (RR), cardiac-related (CR), or 10-Hz rhythms in sympathetic nerve discharge (SND) of urethan-anesthetized cats. Bispectral analysis investigates relationships among frequency triples in the same signal (inferior cardiac postganglionic SND) where the third frequency is the sum of the other two due to quadratic nonlinear coupling. Coupling of the RR and CR rhythms leading to the generation of new components (i.e., modulated frequencies) in SND occurred in 84% of the total cases, whereas the incidence was 71% for the RR and 10-Hz rhythms. The occurrence of such nonlinear interactions implies that the RR, CR, and 10-Hz rhythms are carried to common targets by the same postganglionic sympathetic neurons. Furthermore, we suggest that nonlinear interactions leading to the generation of new frequencies in SND may affect end-organ function beyond the level expected in simple cases of linear superposition of the primary rhythms. This suggestion is supported by our observation that strong coupling of the RR and CR rhythms resulted in appreciable power at the modulated frequencies.
bispectral analysis; cardiac-related rhythm; respiratory-related rhythm; 10-Hz rhythm; quadratic nonlinear coupling
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INTRODUCTION |
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IN THE CAT, the discharges of sympathetic nerves with
cardiovascular targets contain mixtures of centrally generated rhythms, including slow (<1 Hz) respiratory-related (RR), rapid
cardiac-related (CR; 2-4 Hz range), and 10-Hz (7-13 Hz range)
rhythms (1, 3, 9, 14, 26). These rhythms are reflected by sharp peaks in the autospectrum of sympathetic nerve discharge (SND). The question
arises whether the rhythmic components of SND are linearly superposed
or nonlinearly interactive. Linear superposition would reflect a
functional state in which the rhythms are independently generated and
are noninteractive. In this case, the rhythms of different frequencies
might be carried by either the same or different sympathetic neurons.
Nonlinear interactions, on the other hand, would give rise to new
components (e.g., modulated frequencies) in SND. The modulated
frequencies would take the form of
n1
1 ± n2
2,
where
1 and
2 are primary frequencies
(e.g., RR and CR rhythms), and
n1 and
n2 are small
integers. The appearance of modulated frequencies in SND would reflect
the inclusion of a nonlinear term such as the product of circular
functions in the equation describing the signal (see p. 54-58 in
Ref. 8). If of appreciable power, the modulated frequencies in SND
would be expected to affect end-organ function. Moreover, the
appearance of modulated frequencies in the signal would suggest that
the primary frequencies are carried to common targets by the same postganglionic sympathetic neurons.
In previous reports from our laboratory (14, 15), bispectral analysis was used to demonstrate nonlinear coupling of the CR and 10-Hz rhythms in SND. We have used the same method in the current study to investigate nonlinear interactions between the RR and CR rhythms and RR and 10-Hz rhythms recorded from the inferior cardiac postganglionic sympathetic nerve in urethan-anesthetized cats. The bispectrum and its normalized version, the bicoherence function, identify relationships among frequency triples in the same signal where the third frequency is the sum of the other two due to quadratic nonlinear coupling. We report high incidences of strong nonlinear coupling of the RR and CR rhythms and relatively weaker coupling of the RR and 10-Hz rhythms.
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METHODS |
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Experimental subjects and anesthesia. The protocols used were approved by the All-University Committee on Animal Use and Care of Michigan State University. After initial induction with isoflurane (2.5% mixed with 100% O2), anesthesia in 12 cats was maintained with urethan (1.2-1.8 g/kg iv, initial dose supplemented every 4-6 h with 0.2 g/kg iv). The initial dose range has been reported to maintain a surgical level of anesthesia in cats for 8-10 h (13). The frontal-parietal electroencephalogram (EEG) showed a mixture of 7- to 13-Hz spindles and delta-slow waves, indicative of unconsciousness and blockade of information transfer through the thalamus (25). The EEG was not changed by noxious stimuli (e.g., pinch) applied to the head or body and was not related to SND (4).
General procedures. Blood pressure was measured from a catheter inserted into the abdominal aorta via a femoral artery. Spontaneous respiration during anesthesia was eupneic with end-tidal CO2 (model 2200, Traverse Medical Monitors Capnometer) in the normocapnic range. Subsequently, the animal was paralyzed (gallamine triethiodide, 4 mg/kg iv, initial dose), a pneumothoracotomy was performed, and the animal was artificially ventilated with room air enriched with 100% O2. End-tidal CO2 was kept near 4.5% by adjusting the parameters of artificial ventilation. Rectal temperature was kept near 38°C with a heat lamp. Mean arterial pressure was 118 ± 4 mmHg in eight cats with intact baroreceptor and vagus nerves. SND contained a mixture of the RR and CR rhythms in these cats. Bilateral section of the carotid sinus, aortic depressor, and cervical vagus nerves (3) was performed in nine cats, five of which were also used before nerve section. Baroreceptor denervation and vagotomy eliminated the CR rhythm in SND. Under these conditions, SND contained a mixture of the RR and 10-Hz rhythms. Mean arterial pressure was 132 ± 5 mmHg after baroreceptor denervation and vagotomy.
Neural recordings. As previously described (3, 26), potentials were recorded monophasically with bipolar platinum electrodes from the central ends of the cut left inferior cardiac sympathetic nerve and right phrenic nerve. With the preamplifier band pass set at 0.1-1,000 Hz (3, 9), CR and 10-Hz bursts of SND appeared as slow waves (i.e., envelopes of spikes). The same band pass was used to record phrenic nerve activity (PNA). The frontal-parietal EEG was recorded with a gold-plated disk electrode placed on the skull and the indifferent electrode on crushed muscle; the preamplifier band pass was 1-1,000 Hz.
Data analysis. The original records of
SND and PNA were sampled at 100 Hz after low-pass filtering at 50 Hz in
preparation for fast Fourier transform (FFT). The analog filter (model
AP 260-5, Avens) had an attenuation slope of 24 dB/octave. The
same sampling rate was used for the arterial pulse (AP). Autospectra of
SND, PNA, and the AP and coherence functions measuring the linear
correlation strength (scale 0-1.0) of pairs of these signals were
computed by using a modified version (21) of the program of Cohen et
al. (10). FFT was performed on 32 10-s windows with 50% overlap (165-s
data blocks). The resolution of measurement was 0.1 Hz/bin. A coherence
value of
0.1 reflects a significant linear correlation between two
signals when 32 windows are averaged (7).
The bicoherence function (normalized bispectrum) of SND was computed
using a modified version (14) of the program of Dumermuth and Gasser
(11). Full details as well as the formulas for calculation of the
bicoherence function are given in Refs. 14 and 18. The data windows
analyzed were the same as those used to calculate the autospectrum. The
bicoherence values describing the strength of quadratic nonlinear
coupling of frequency triples composed of primary (e.g., RR and CR
rhythms) and modulated frequencies are compared with idealized values
for predefined probability levels under a Gaussian hypothesis (See
Subroutine Bicoh on p. 237-238 in
Ref. 11). The comparison allows one to decide whether the frequency
components in SND are statistically independent (i.e., linearly
superposed) or nonlinearly interactive. A
P value of
10
4 is used as the
threshold for significant coupling of a frequency triple. This
threshold reflects the 95% confidence limits of the biphase, which
serves as a second measure of the strength of coupling (12). The
absolute value of the biphase is a measure of the shifting of the
origin of the higher frequency (e.g., CR rhythm) with respect to the
lower frequency (e.g., RR rhythm). Although absolute values are not
considered in this study, the 95% confidence limits of the biphase
were less than or equal to ±20° for a
P value
10
4. By comparison, the
95% confidence limits were much wider (
110°) for
P > 10
4.
Nonlinear frequency locking of two rhythms in a rational ratio of integers is a special case leading to the generation of modulated frequencies and thus quadratic coupling of frequency triples (8, 14, 15). In the current study, phase-plane analysis was used to test for frequency locking of the RR and CR rhythms in SND. This entailed the construction of Lissajous diagrams in which the voltages of pairs of signals are repeatedly sampled and plotted against each other on the x- and y-coordinates of a plane. Frequency locking exists when successive loops in the Lissajous diagram are similar in form and are closely superposed. In contrast, no clear pattern appears when frequency locking is absent. Rather, the plane quickly fills in due to the sliding relationship between the signals. The method described below is based on the protocol used by us in an earlier study (15) to identify ratios of frequency locking of the CR and 10-Hz rhythms in SND. Digital band-pass filtering without phase distortion was performed with software from RC Electronics, Santa Barbara, CA. This allowed us to isolate the frequency components of interest and minimize the influence of other components on the shape of the loops relating pairs of signals. For SND, two copies of the original signal are independently digitally filtered using band passes encompassing the RR and CR rhythms. The width and center frequency of the band pass for the RR rhythm matched those of the peak in the original autospectrum of SND at the frequency of respiration. For the CR rhythm in SND, the width and center frequency of the band pass matched those of the peak in the autospectrum of SND at the frequency of the heartbeat. The filtered signals are smooth and more sinusoidal-like than the originals with power reduced by no more than 15% in the designated band pass. The roll-off slope of the filter was such that power outside of the band pass was reduced by 39%/Hz. PNA and the AP are also digitally filtered using the same band passes as for the RR and CR sympathetic rhythms, respectively. Lissajous diagrams are constructed by plotting the voltages of pairs of signals against each other at successive 10-ms intervals for a period (~21.5 s in Fig. 5) containing eight or more respiratory cycles. The program used (also from RC Electronics) determines the minimum and maximum amplitudes of each signal and uses them to set the scale of the x- and y-axes of the plane. Additional details are given in the description of Fig. 5 in RESULTS.
The Fisher's "Exact Test" (24) was used to compare the relative incidences of significant nonlinear coupling of the RR and CR versus RR and 10-Hz rhythms. The Mann-Whitney nonparametric test (24) was used to determine whether the sum of peak powers in the RR and CR bands or RR and 10-Hz bands of SND (expressed as a percentage of total power) was related to the strength of nonlinear coupling of these rhythms. Values in the text are means ± SE.
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RESULTS |
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RR and CR rhythm interactions. Figure 1A (top to bottom) shows oscilloscopic traces of the AP, PNA, and SND in a baroreceptor-innervated cat with intact vagus nerves. Note that SND contained a mixture of slow and rapid rhythms corresponding to the frequencies of phrenic nerve bursting (inspiration) and the heartbeat. The RR rhythm in SND was characterized by slow cyclic changes in baseline and the amplitude of the CR slow waves. CR slow-wave amplitude was maximal during the inspiratory phase of PNA. Although not shown, ganglionic blockade with hexamethonium chloride (10 mg/kg iv) eliminated inferior cardiac nerve activity (i.e., SND trace flattened to a line).
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Figure 2, left (top to bottom), shows the autospectra of SND, PNA, and AP from the same experiment as in Fig. 1A. The autospectrum of SND contained two large peaks: the first at the frequency (0.4 Hz) of the central respiratory cycle (primary peak in PNA autospectrum) and the second at the frequency (3.5 Hz) of the heartbeat (primary peak in AP autospectrum). Coherence functions measuring the strength of linear correlation between pairs of these signals are also shown in Fig. 2. SND and PNA were strongly correlated (peak coherence value, 0.90) at the frequency of the central respiratory cycle (Fig. 2, top right). SND and the AP were significantly coherent (Fig. 2, middle right) at the frequencies of the respiratory cycle, heartbeat, and second harmonic of the heartbeat. Coherence of SND to the AP at the frequency of the respiratory cycle indicates that the AP contained some power at this frequency even though it was undetectable on the scale used to construct its autospectrum. Because the coherence function is the normalized cross-spectrum, its value at any frequency is mathematically independent of the absolute powers in the paired signals (6). PNA and the AP cohered significantly (Fig. 2, bottom right) at the frequency of the respiratory cycle but not at the frequency of the heartbeat.
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Figure 3A,
bottom, shows the bicoherence function
of SND from the same experiment as in Figs.
1A and 2. It should be read as
follows. Frequencies
f1 and
f2 are plotted
symmetrically as x- and
y-coordinates. The shaded
regions denote statistically significant quadratic nonlinear coupling
of frequency triples composed of
f1,
f2, and their
sum. These regions represent peaks that rose above the Gaussian noise
(white background). The strength (amplitude of peak) of coupling of a
frequency triple is coded by a P
value. A P value of
10
4 was used as the
threshold for significant coupling (see
METHODS). The
P values cited in the text are
provided by digital readout. In picture form,
P values are represented by the
pattern of black dots on the white background (see scale in Fig.
3A). The significant bicoherence
levels (P
10
9) arising from
Gaussian noise plotted symmetrically near
x- and y-coordinates 0.4 and 3.5 Hz reflect
coupling of the RR and CR rhythms, respectively, and their
sum (a modulated frequency). The significant bicoherence levels
(P = 10
8 to
10
9) near
x- and
y-coordinates 0.4 Hz and 3.1 Hz
reflect coupling of the RR rhythm, the difference between the CR and RR
rhythms (also a modulated fre- quency), and their sum, the CR
rhythm. A third region of significant bicoherence
(P = 10
7 to
10
9) plotted
symmetrically near x- and
y-coordinates 0.4 Hz and 2.7 Hz
reflects coupling of the RR rhythm, the difference between the CR
rhythm and twice the frequency of the RR rhythm (yet another modulated
frequency), and their sum. Note that peaks of appreciable amplitude are
present in the autospectrum of SND at the modulated frequencies of 2.7, 3.1, and 3.9 Hz (Fig. 3A,
top). Such peaks were present in
every case of strong coupling (P
10
9) of the RR and CR
rhythms and their modulated frequencies. In these cases
(n = 15), the sum of the amplitudes of
the peaks in the autospectrum of SND at the modulated frequencies was
24.3 ± 3.6% of the sum of the amplitudes of the peaks at the
frequencies of the RR and CR rhythms.
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Regions of significant bicoherence on or near the line of equal
frequency also appear in Fig. 3A,
bottom. The shaded region at
x- and
y-coordinates 3.5 and 3.5 Hz reflects
nonlinear coupling (P
10
9) of the CR rhythm to
its second harmonic, thereby indicating that the cardiac-related slow
wave in SND was not a pure sinusoid (5). The significant bicoherences
plotted symmetrically near x- and
y-coordinates 3.5 and 3.1 Hz and 3.5 and 3.9 Hz reflect coupling of the CR rhythm to modulated frequencies.
Finally, significant bicoherence near
x- and
y-coordinates 0.4 and 0.2 Hz reflects coupling of the RR rhythm to a subharmonic of this rhythm.
Figure 3B,
bottom, shows the bicoherence function
of SND in an experiment in which the frequencies of the RR and CR
rhythms were 0.2 and 3.1 Hz, respectively (see autospectrum, Fig.
3B, top). In this case, the two rhythms
were not nonlinearly coupled (P > 10
4). The only region of
significant bicoherence was at x- and
y-coordinates 0.2 and 0.2 Hz
(P = 10
6 to
10
9). This region is for
the RR rhythm and its second harmonic.
The bar graph in Fig.
4A shows
the distribution of P values
reflecting the strength of quadratic nonlinear coupling of the RR and
CR rhythms and their modulated frequencies. The data were obtained from
eight baroreceptor-innervated cats with intact vagus nerves. The number
of cases (n = 25) exceeded the number
of cats, because the analysis was repeated when the frequency of the CR rhythm changed spontaneously. Bicoherence values reaching the highest
levels of statistical significance (P
10
9) were observed in
60% of the cases analyzed. NS in the bar graph signifies cases of no
nonlinear coupling (P > 10
4).
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In the 25 cases analyzed, the frequencies of the RR and CR rhythms were
0.47 ± 0.04 and 2.98 ± 0.11 Hz, respectively. The RR peak in
the autospectrum of SND was 2.1 ± 0.3 times as large as the CR
peak. The sum of the peak powers in the single bins at the frequencies
of the central respiratory cycle and heartbeat was 12.5 ± 0.8% of
the total power (0-50 Hz band) in SND for cases in which
bicoherence was nil or significant at
P = 10
4. The corresponding
value was 20.9 ± 1.0% for cases in which bicoherence was
significant at P
10
6. The percentages for
the "nil or weakly coupled" and "more strongly coupled"
groups were significantly different
(P = 0.0032) as determined by using the Mann-Whitney nonparametric test.
Figure 5 shows the Lissajous diagrams from
an experiment (same as in Fig. 3A)
in which the bicoherence values relating the RR and CR rhythms in SND
reached statistical significance at the highest levels
(P
10
9). Each diagram was
constructed from the pair of digitally filtered signals (see
METHODS) shown on the left of Fig.
5. All four signals (RR SND, CR SND, PNA, and AP) are from the same
data block containing approximately eight respiratory cycles. The loops
in the Lissajous diagram (Fig. 5A,
right) relating RR SND (plotted on
x-axis) to PNA
(y-axis) are reasonably closely superposed and
are restricted to only a portion of the total phase plane. This
reflects 1:1 frequency locking of the slow rhythmic components of these
signals, which was expected on the basis of their strong linear
coherence at the frequency of the respiratory cycle (Fig. 2,
top right). As expected, the loops
in the Lissajous diagram (Fig. 5B,
right) reflecting the 1:1
relationship of CR SND (x-axis) to the
AP (y-axis) also did not fill the total phase
plane. There is more smearing in this diagram due, in large part, to
waxing and waning of the amplitude of the CR sympathetic nerve slow
wave during the phases of the respiratory cycle. Careful inspection
reveals that this diagram is composed of two families of loops, one for
small amplitude CR slow waves and the second for larger
amplitude CR slow waves. In contrast to the Lissajous diagrams in
Fig. 5, A and
B, the loops in the diagrams relating
RR SND to CR SND (Fig. 5C,
right) and PNA to AP (Fig.
5D,
right) filled much more or all of the phase plane.
This implies the absence of frequency locking of these pairs of
signals. This supposition is supported by viewing separately some
of the individual loops that made up the composite diagrams.
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Three individual loops relating RR SND (x-axis) to CR SND (y-axis) are shown in Fig. 6A. The loops correspond from top to bottom to RR SND cycles 1, 3, and 6 in Fig. 5C, left. Each of the loops evolves from left to right (solid line) on the x-axis and then reverses direction from right to left (dashed line) returning near to the starting point. Note that the shapes of the three loops are quite different, with peaks and valleys shifting in position from diagram to diagram. These differences imply that the relationship between the RR and CR slow waves in SND was continually sliding (not frequency locked). The individual loops themselves are complex in shape for several reasons. First, on the average, there were 8.75 CR slow waves per RR slow wave. Second, the distances between the peaks in each diagram were not uniform. This reflects changes in the slope of RR SND more so than changes in the period of the CR slow wave, which were minimal. In cycles 1 and 6, the tops of the RR slow waves were broad. As a consequence, some of the excursions on the y-axis reflecting CR slow waves were "bunched" together, because they occurred at a time when voltage on the x-axis changed minimally. Third, each loop is further complicated by the progressive increase in amplitude of the peaks as the plot is followed from left to right. Amplitude of the peaks further increased and then decreased on the return trip from right to left. These changes reflect the waxing and waning of CR slow waves, with maximum amplitude occurring during inspiration. This complication is minimized by plotting the relatively constant amplitude AP in place of CR SND on the y-axis. In such diagrams (Figs. 5D and 6B), we also plotted the more stable recording of PNA in place of RR SND on the x-axis. Because the peak of the PNA slow wave was consistently sharp, the "bunching" problem referred to above was eliminated. Despite the relative constancy of the AP and PNA waveforms, the individual loops in Fig. 6B were quite different with regard to positions of peaks and valleys. As a consequence, the phase plane of the Lissajous diagram was completely filled within eight respiratory cycles (Fig. 5D, right). Thus the relationship between PNA and the AP also was sliding rather than fixed.
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Phase-plane analysis was performed in five experiments under conditions
when bicoherence values relating RR and CR rhythms in SND reached a
significance level of P
10
9. Four to six separate
data segments (each containing 8 respiratory cycles) were analyzed in
each of these experiments. In no case did the Lissajous diagrams
relating RR SND and CR SND or PNA and AP contain closely superposed
loops. Rather, the phase plane was completely or near completely filled
within eight respiratory cycles leading to Lissajous diagrams like
those shown in the right side of Fig. 5,
C and
D.
RR and 10-Hz rhythm interactions. Figure 1B shows oscilloscopic traces from a baroreceptor-denervated and vagotomized cat in which SND contained a mixture of the RR and 10-Hz rhythms. The trace of SND was flat after ganglionic blockade with hexamethonium chloride, 10 mg/kg iv (not shown). Thus the slow oscillation in SND with the period of the rhythm in PNA cannot be attributed to movement of the chest. This was unlikely anyway because PNA and the cycle of artificial ventilation are uncoupled by bilateral vagotomy.
Figure 7 shows the autospectra of SND, PNA, and the AP and corresponding coherence functions from another baroreceptor-denervated and vagotomized cat. The autospectrum of SND (Fig. 7, top left) contained two sharp peaks: the first was at the frequency (near 0.5 Hz) of the rhythm in PNA (Fig. 7, middle left) and the second near 10 Hz. The slow rhythms in SND and PNA were significantly correlated (peak coherence value was 0.95; Fig. 7, top right). As expected after baroreceptor denervation (3, 14), SND and the AP were not coherent at the frequency of the heartbeat (Fig. 7, middle right). In this experiment, there was no sign of an RR rhythm in blood pressure, because the AP did not cohere to PNA at the frequency of the central respiratory cycle (Fig. 7, bottom right).
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Figure 8A,
bottom, shows the bicoherence function
of SND from the same experiment as in Fig. 7. There are two adjacent
regions of significant bicoherence (P = 10
5 to
10
9) involving the RR and
10-Hz rhythms and their modulated frequencies. The shaded region near
x- and
y-coordinates 0.5 and 9.0 Hz plotted symmetrically reflects coupling of the RR and 10-Hz rhythms and their
sum. The shaded region near 0.5 and 8.5 Hz reflects coupling of the RR
rhythm, the difference between the 10-Hz and RR rhythms, and their sum,
the 10-Hz rhythm. Figure 8A,
bottom, also shows regions of
significant bicoherence on or near the diagonal line of the types
previously described. The autospectrum of SND in this experiment (Fig.
8A,
top) is typical in that it does not contain distinct peaks of appreciable power at the modulated
frequencies. Such peaks were present in only two cases of significant
coupling of the RR and 10-Hz rhythms with
P
10
9.
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Figure 8B, bottom, shows the bicoherence function of SND from an experiment in which the RR and 10-Hz rhythms were not quadratically coupled. Note the absence of significant bicoherence at x- and y-coordinates corresponding to the frequencies of the two rhythms that were near 0.6 and 10.4 Hz (see autospectrum in Fig. 8B, top).
The bar graph in Fig. 4B shows the
distribution of P values
reflecting the strength of nonlinear coupling of the RR and 10-Hz rhythms and their modulated frequencies. Thirty-two data blocks from
nine baroreceptor-denervated and vagotomized cats were analyzed. The
analysis was repeated in individual experiments when the frequencies of
the RR and/or 10-Hz rhythms changed spontaneously. Coupling of
these components of SND was observed in 71% of the total cases. However, coupling at P
10
9 was seen in only 13%
of the cases analyzed compared with 60% of the cases for the RR and CR
rhythms (Fig. 4A). This difference was statistically significant (P = 0.0156) as determined by using the Fisher's exact test.
In the 32 cases analyzed, the frequencies of the RR and 10-Hz rhythms
were 0.40 ± 0.03 and 9.02 ± 0.25 Hz, respectively. The RR peak
in the autospectrum of SND was 5.3 ± 1.0 times as large as the
10-Hz peak. The sum of the peak powers in the single bins at the
frequencies of the central respiratory cycle and the 10-Hz rhythm was
8.0 ± 0.7% of the total power in SND for cases in which bicoherence was nil or significant at
P = 10
4 or
10
5. The corresponding
value was 17.9 ± 1.8% for cases in which bicoherence was
significant at P
10
6. The percentages for
the "nil or weakly coupled" and "more strongly coupled"
groups were significantly different (P = 0.0002) as determined by using the Mann-Whitney nonparametric test.
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DISCUSSION |
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Statistically significant bicoherence provides formal proof of nonlinear interactions leading to the generation of new components (i.e., modulated frequencies) in the signal under consideration (11, 12, 14, 18). Importantly, linear superposition of independent rhythms leading to amplitude modulation (i.e., beats) but no new frequencies is reflected by bicoherence values that are not significantly different from zero (see p. 177 in Ref. 23). With these points in mind, our results have revealed a high incidence of nonlinear coupling of frequency triples in SND composed of the RR and CR or 10-Hz rhythms and their modulated frequencies. This finding raises two issues. The first issue concerns the physiological relevance of the nonlinear interactions, and the second concerns the mechanisms responsible for the nonlinearities.
With regard to the physiological relevance of our findings, quadratic nonlinear coupling of frequency triples implies that they are carried, at least in part, to common targets by the same postganglionic sympathetic neurons. This conclusion is based on the assumption that convergence of the primary rhythms is required at some point central to the recording site in order for new modulated frequencies to be generated. Whereas the discharges of some single postganglionic sympathetic neurons have been reported to contain both RR and CR components (16), the current study is the first to provide evidence that the RR and 10-Hz rhythms are also carried by the same sympathetic neurons. Moreover, because the CR and 10-Hz rhythms and their modulated frequencies are often nonlinearly coupled (14, 15), it is likely that the discharges of at least some postganglionic sympathetic neurons carry all three rhythms (RR, CR, and 10-Hz) to the same targets.
In those experiments in which the RR and CR rhythms were strongly
nonlinearly coupled (P
10
9), the sum of the
amplitudes of the peaks in the autospectrum of SND at the modulated
frequencies was ~25% of the sum of the amplitudes of the peaks at
the two primary frequencies. Thus the power generated at new
frequencies by the nonlinear interaction of the RR and CR rhythms could
be appreciable. Under the assumption that the overall level of SND is
increased by the generation of new frequencies, it seems reasonable to
suggest that nonlinear interactions may lead to end-organ responses
that are larger than those associated with linear superposition of the
primary rhythms. This possibility should be examined in future studies.
Quadratic nonlinear coupling of the RR and CR rhythms in SND was
generally stronger than for the RR and 10-Hz rhythms. This was
indicated by three observations. First, there was a significantly higher incidence of bicoherence of the RR and CR rhythms at
P
10
9 (60% of total cases)
than for the RR and 10-Hz rhythms (13% of total cases). Second, there
was a higher incidence of linear superposition (nil bicoherence) of the
RR and 10-Hz rhythms (28% of total cases) than for the RR and CR
rhythms (16% of total cases). Third, distinct peaks of appreciable
amplitude in the autospectrum of SND at modulated frequencies were rare
in cases of significant bicoherence of the RR and 10-Hz rhythms.
Because the power at the new frequencies was minimal, the physiological
relevance of the nonlinear interaction of the RR and 10-Hz rhythms is
problematical under the conditions of our experiments.
There was significantly greater combined peak power (expressed as a
percentage of total power) in the RR and CR or RR and 10-Hz bands of
SND when coupling of these rhythms was strong
(P
10
6) rather than nil
(P > 10
4) or weak
(P = 10
4 to
10
5). This observation
can be interpreted in at least two ways. First, quadratic nonlinear
coupling may strengthen as the interacting rhythms become more
prominent. Second, the nonlinear interaction of the rhythms may lead
not only to the generation of new frequencies but also to the
enhancement of power at the primary frequencies. Currently, we cannot
distinguish between these possibilities.
There are at least three ways to explain nonlinear interactions leading to the generation of modulated frequencies in SND. First, the central generators of the RR and CR rhythms or RR and 10-Hz rhythms might become frequency locked. Frequency locking of nonlinear oscillators occurs in rational ratios of integers (2, 8, 19, 20), and the resulting pattern of SND is characterized as periodic (8, 20). Second, modulated frequencies might be generated at a level below the generators of the primary frequencies. For example, bulbospinal or spinal sympathetic neurons might act nonlinearly on converging inputs from independently acting generators to produce modulated frequencies and thusquadratic coupling of frequency triples. In this case, the ratio of the primary frequencies is irrational and the pattern of SND is characterized as quasiperiodic (8, 20). Third, quasiperiodic patterns of SND might reflect a nonlinear interaction of the generators of the primary rhythms too weak to induce frequency locking but strong enough to generate new frequencies.
In a previous study from our laboratory (15) on the interactions of the
CR and 10-Hz rhythms, it became clear that bicoherence analysis alone
does not distinguish between periodic and quasiperiodic patterns of
SND. The primary objective of this study was to identify ratios of
frequency locking of the central generators of these rhythms. For this
purpose, Lissajous diagrams relating the CR and 10-Hz rhythms were
constructed. Numerous cases of frequency locking in rational ratios
ranging from 1:3 to 3:10 were observed (see Figs. 7 and 8 in Ref. 15).
As expected, bicoherence analysis demonstrated quadratic coupling of
the CR and 10-Hz rhythms and their modulated frequencies in each of
these cases. However, statistically significant quadratic coupling was
also present in many cases when the Lissajous diagram showed no sign of
frequency locking of the primary rhythms (i.e., phase plane filled in;
see Figs. 4B and
6B in Ref. 15). This situation applied
as well to the RR and CR rhythms in the current study. That is, the
phase plane of the Lissajous diagrams relating RR and CR slow waves in
SND or PNA and the AP quickly filled in even when the highest levels (P
10
9) of significant
bicoherence of the RR and CR rhythms were reached. In retrospect, this
is not so surprising because numerical studies of nonlinear oscillators
have demonstrated that the stability of frequency locking in rational
ratios of 1:4 or higher order is inherently low (2, 19, 20). In this
regard, the average frequency of the CR rhythm was 6.3 times higher
than that of the RR rhythm. It is problematical whether frequency
locking in ratios of 1:6 or higher order would be stable enough to
account for bicoherence values reaching statistical significance at
P
10
9. It is more likely that
other mechanisms such as the convergence onto common follower neurons
of inputs from independently acting oscillators accounted for the
nonlinear interactions leading to the generation of new frequencies. In
this case, the ratio of the primary frequencies would be irrational
leading to a quasiperiodic signal of the type described by Bergé
et al. (see Fig. III.7 in Ref. 8). Nevertheless, it cannot be denied
that in some cases frequency locking may have occurred in too
high a ratio to be easily detected in Lissajous diagrams.
As shown in Fig. 6, the loops in the Lissajous diagrams relating RR and
CR rhythms in SND or PNA to the AP were extremely complex in shape.
Filling in of the x- and
y-plane of the Lissajous diagram over
the course of the eight respiratory cycles on occasion might have
reflected variations in the phase angle of frequency locking rather
than the absence of frequency locking in a high-order ratio. Even more complex loops would have been expected in Lissajous diagrams relating the RR and 10-Hz rhythms in SND, because the average frequency of the
latter rhythm was 22.5 times higher than that of the former. For this
reason, such analysis was not attempted.
In summary, our experiments have revealed a high incidence of quadratic nonlinear coupling of the slow (RR) and rapid (CR, 10-Hz) rhythms in SND, leading in some cases to the generation of appreciable power at new frequencies. The possibility is raised that such nonlinear interactions can lead to end-organ responses that are larger than those associated with linear superposition of the primary rhythms. At the very least, the observed nonlinear interactions imply that the RR, CR, and 10-Hz rhythms are carried to the same targets by the same postganglionic sympathetic neurons. The mechanisms accounting for the nonlinear interactions remain in question. Although phase-plane analysis failed to reveal clear-cut examples of frequency locking of the primary rhythms, we are reluctant to rule out a role for this mechanism in every case. In fact, Hoyer et al. (17) and Schäfer et al. (22) have observed low-order ratios (e.g., 1:3, 2:5) of frequency locking of respiration and the heartbeat in humans.
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ACKNOWLEDGEMENTS |
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The authors thank Mickie Vanderlip for typing the manuscript.
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FOOTNOTES |
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This study was supported by National Heart, Lung, and Blood Institute Grant HL-13187.
The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests: G. L. Gebber, Dept. of Pharmacology and Toxicology, B426 Life Science Bldg., Michigan State University, East Lansing, MI 48824-1317.
Received 11 February 1998; accepted in final form 7 April 1998.
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