Vol. 273, Issue 4, H2044-H2061, October 1997
MODELING IN PHYSIOLOGY
Left ventricular pressure response to small-amplitude,
sinusoidal volume changes in isolated rabbit heart
Kenneth B.
Campbell1,2,
Yiming
Wu1,
Robert D.
Kirkpatrick1, and
Bryan K.
Slinker1
1 Departments of Veterinary and
Comparative Anatomy, Pharmacology, and Physiology and
2 Department of Biological Systems
Engineering, Washington State University, Pullman, Washington
99164-6520
 |
ABSTRACT |
The objective was to determine the dynamics of
contractile processes from pressure responses to small-amplitude,
sinusoidal volume changes in the left ventricle of the beating heart.
Hearts were isolated from 14 anesthetized rabbits and paced at 1 beats/s. Volume was perturbed sinusoidally at four
frequencies ( f ) (25, 50, 76.9, and 100 Hz) and five amplitudes (0.50, 0.75, 1.00, 1.25, and 1.50% of baseline
volume). A prominent component of the pressure response occurred at the
f of perturbation [in-frequency
response,
(t)].
A model, based on cross-bridge mechanisms and containing both pre- and
postpower stroke states, was constructed to interpret
(t).
Model predictions were that
(t)
consisted of two parts: a part with an amplitude rising and falling in
proportion to the pressure around that which
(t)
occurred
[Pr(t)],
and a part with an amplitude rising and falling in proportion to the
derivative of
Pr(t)
with time. Statistical analysis revealed that both parts
were significant. Additional model predictions concerning response
amplitude and phase were also confirmed statistically. The model was
further validated by fitting simultaneously to all
(t) over the full range of f and
V in a
given heart. Residual errors from fitting were small
(R2 = 0.978) and
were not systematically distributed. Elaborations of the model to
include noncontractile series elastance and distortion-dependent cross-bridge detachment did not improve the ability to represent the
data. We concluded that the model could be used to identify cross-bridge rate constants in the whole heart from responses to 25- to
100-Hz sinusoidal volume perturbations.
cross-bridge model; cross-bridge detachment; cross-bridge power
stroke; heart muscle
 |
INTRODUCTION |
PRESSURE RESPONSES to controlled volume perturbation of
the left ventricle (LV) of the beating heart have long been used to characterize ventricular mechanodynamics. These pressure responses have
been elicited using a variety of volume perturbation protocols including 1) sustained constant-flow
volume withdrawal over periods sufficient to achieve a given volume at
a specified time in the cardiac cycle (29-31, 35);
2) rapid small-volume withdrawal at each of several times during the cardiac cycle (1, 13, 25, 26, 38);
3) small-volume withdrawal of
varying amplitude and rate at the time of peak systolic pressure (4, 5,
9, 27); and 4) sinusoidal volume
change over the entire time course of the cardiac cycle (32, 33).
Analyses of the resultant data have related pressure to volume and
flow. Conclusions from all these analyses point to an organ with
complex mechanodynamics that varies with time over the course of the
cardiac cycle. These analyses have emphasized global features such as
chamber elastance, viscous resistance, and series elastance and have
made only indirect associations between these global features and the
underlying muscle properties responsible for them. Recently, there has
been an effort to interpret LV pressure responses directly in terms of
underlying muscle mechanisms (3, 5, 7, 27). The promise from these
early studies is that by using carefully controlled small-amplitude
perturbations and appropriate model-based analysis, detailed kinetic
behavior of cardiac muscle may be elucidated from observations of
pressure responses to volume changes in the whole heart.
In this study, we pursued that promise by using one of the original
volume perturbation protocols: a continuous high-frequency, small-amplitude, sinusoidal volume change delivered over the entire cardiac cycle (32, 33). We chose this protocol not only because of the
history of its previous use but also because it provides a means for
identifying underlying contractile behavior from observations in the
whole heart; these observations extend over the entire cycle period and
are not confined to a very brief 20-ms interval at the time of peak
isovolumic systole as in our previous studies (5, 27, 28). Furthermore,
we employed a cross-bridge model with pre- and postpower stroke
elastance states to describe, predict, and explain the observed
pressure responses. We concluded that these experimental and analytic
techniques could be used to extract information about underlying
cross-bridge mechanisms from observations made in the whole heart.
Glossary
| A1 |
Amplitude scaling factor for pressure response component that varies
proportionately with Pr(t)
|
| A2 |
Amplitude scaling factor for pressure response component that varies
proportionately with time drivative of
r(t)
|
| AIC |
Aikake Information Criterion
|
| Ap |
Amplitude of dynamic passive component
|
| b, d |
Rate constants governing formation and dissolution of prepower stroke
state
|
| Bn |
Amplitude of the nth harmonic of
Pd(t)
|
P(t) |
Pressure response to volume perturbation
|
Pd(t) |
Depressive component of pressure response
|
Pf(t) |
In-frequency component of pressure response
|
Pfa(t) |
Active part of in-frequency response
|
Pp(t) |
Dynamic passive component of pressure response
|
V |
Measured amplitude of volume perturbation
|
V(t) |
Time-varying volume perturbation
|
Vc |
Computer-commanded amplitude of volume perturbation
|
| Ee0(t) |
Elastance of pressure generators in the prepower stroke state
|
| Eep(t) |
Elastance of pressure generators in the postpower stroke state
|
| ESE |
Elastance of series-coupled noncontractile element
|
| ci |
regression coefficient
|
 |
Elastance of a single generator
|
| f |
Frequency of volume perturbation
|
| g |
Rate constant governing cross-bridge detachment
|
| h |
Rate constant governing power stroke
|
| K |
Number of parameters
|
lm/2 |
Change in half-mass wall circumference
|
| N |
Number of sampled data points
|
| Ne0(t) |
Number of pressure generators in the prepower stroke state
|
| Nep(t) |
Number of pressure generators in the postpower stroke state
|
| P(t) |
Pressure of perturbed beat
|
| Piso(t) |
Pressure of isovolumic (unperturbed) beat
|
| Pr(t) |
Pressure around which Pf (t)
occurred
|
| Q10 |
Relative rate of change with a 10°C increase in temperature
|
1 |
Phase of pressure response component that varies proportionately with
Pr(t)
|
2 |
Phase of pressure response component that varies proportionately with
r(t)
|
p |
Phase of dynamic passive component
|
| RSS |
Residual Sum of Squares
|
| SC |
Schwartz Criterion
|
| T |
Period of a heartbeat
|
n |
Phase of the nth harmonic of
Pd(t)
|
| VBL |
Baseline volume
|
| VW |
Wall volume
|
 |
Wall stress
|
 |
Angular frequency
|
| X0 |
Average isovolumic distortion of postpower stroke generators
|
| Xe0(t) |
Average distortion of prepower stroke generators
|
| Xep(t) |
Average distortion of postpower stroke generators
|
| Zep |
Total distortion among all ep generators
|
 |
EXPERIMENTAL METHODS AND PROCEDURES |
Experimental Preparation
Hearts were isolated from 14 adult male rabbits (avg wt = 3.1 kg).
Procedures for isolating the heart and attaching it to a volume-servo
device have been described in detail elsewhere (7, 19). Briefly, the
brachiocephalic artery was cannulated, and perfusion was begun with
oxygenated relaxing solution (in mM: 121.4 Na+, 35.0 K+, 137.4 Cl
, 0.1 Ca2+, 1.1 Mg2+, 21.0
, 0.36
, and 11.1 glucose and 2.5 U/l
insulin) to stop the heart before it was isolated from the animal. The
perfusate was oxygenated by vigorously bubbling with 95%
O2-5%
CO2.
The heart was transferred to a perfusion support system consisting of a
gas-exchange chamber, a roller pump, a constant-pressure chamber, and
an environmental chamber. The heart was placed within an environmental
chamber where the coronary arteries were perfused at 90 mmHg.
Temperature was kept constant at 30°C. The heart was submerged in
perfusate at all times by allowing the coronary effluent to accumulate
in the environmental chamber until it reached the chamber overflow at
the level of the base of the heart. The perfusate was not recirculated.
A thin latex balloon, secured to the piston cylinder of a volume-servo
system, was drawn into the LV chamber such that its tip was anchored
through a puncture in the apex, which also served as a vent for any
fluids between the balloon and chamber wall. A draw-string suture in
the mitral annulus was tightened around the obturator of a
piston-cylinder device, which secured the balloon in the LV
chamber. The balloon was filled with degassed distilled water until passive chamber pressure reached 10 mmHg. Balloons were
sized to fill the LV without excessive folding and without developing
pressure at the volumes encountered in these ventricles. Thus balloons
did not contribute to measured pressure.
The perfusing solution was changed from the relaxing solution to one
that allowed spontaneous beating (in mM: 148.4 Na+, 7.4 K+, 139.1 Cl
, 1.24 Ca2+, 1.1 Mg2+, 21.0
, 0.36
, and 11.1 glucose and 2.5 U/l
insulin). The heart, suspended in the spent perfusate, was paced at 1 Hz with field stimulation using 5-ms pulses of 15 mV and 250 mA from 5 cm × 5 cm copper plates placed 4.5-cm apart on either side of the
heart.
The volume-servo system consisted of a linear motor, a piston-cylinder
device, and a linear variable differential transformer (LVDT, model
0294-0000, Trans-Tek). The piston-cylinder device was a modified
5-ml glass syringe (East Rutherford Syringes) with two side ports. One
side port allowed calibrated infusion of fluid into the LV balloon to
establish a baseline volume
(VBL). The second port was used
to introduce a 5-Fr catheter-tip pressure transducer (Millar, Houston,
TX) into the balloon. The piston was driven by the armature shaft of
the linear motor. Motions of the piston produced LV volume changes
around VBL at a resolution of
0.001 ml. Both the pressure measurement system and the LVDT system had
frequency responses of 1 kHz.
Motion of the motor armature, and consequently piston motion, was
controlled to achieve specified changes in LV volume by feeding back
the position signal from the LVDT transducer, comparing it with a
reference position signal from a supervisory-control computer, and
passing the difference through an analog
proportional-integral-derivative compensator. Output from the
compensator was used to drive a high-current amplifier, which delivered
electrical current to the motor, causing piston position to match the
volume command.
The supervisory-control computer controlled experimental protocols
according to programmed instructions and also acquired data for later
analysis. Pressure and volume signals were amplified to make maximal
use of the 12-bit range of an analog-to-digital converter and were
acquired at a 2-kHz sampling rate.
Experimental use of animals was approved by the Animal Care and Use
Committee at Washington State University. The investigation conforms
with the Guide for the Care and Use of Laboratory
Animals published by the National Institutes of Health
(NIH publication No. 85-23, Revised 1985).
Protocols
A single-beat Frank-Starling protocol (7) was conducted to establish
VBL for each heart.
VBL was chosen as the volume equal to 80% of the volume at which maximum pressure was developed. This
protocol was also used to establish the passive pressure-volume relationship. A monoexponential equation was fit to points over the
range of end-diastolic pressure and volume values generated in this
protocol. Thus the contribution to pressure by parallel passive
structures at any volume was estimated and removed from all ensuing
data records in order to allow us to focus on just active contractile
properties.
After VBL was established, a
high-frequency volume perturbation protocol was conducted as follows.
Twenty pairs of data records consisting of pressure and volume signals
were taken. One record in a pair contained a single volume-perturbed
beat, and the other record contained an unperturbed beat that served as
a reference. Volume perturbation was administered only on a selected
single beat. On the perturbed beat, the linear motor was commanded to deliver a sinusoidal volume change at one of four frequencies (100, 76.9, 50, or 25 Hz, corresponding to periods of 10, 13, 20, or 40 ms)
and one of five amplitudes (0.5, 0.75, 1.0, 1.25, or 1.5% of
VBL). Repeated records of
perturbed beats were taken until all combinations of frequencies and
amplitudes (20 perturbed beats) were recorded. Pressure responses to
the volume perturbation were then analyzed.
Because the volume-servo system was underdamped, the actual volume
perturbation did not exactly equal the commanded sinusoid from the
supervisory-control computer. The frequency
( f ) of actual and commanded
signals was the same, but there were differences between actual and
commanded amplitudes (
V and
Vc, respectively), and there
was 1-2 ms delay in the actual signal relative to the commanded
signal. Consequently for some analyses (see below), each of the
measured volume perturbation signals was fitted with the analytic
function
|
(1)
|
where
was a phase relative to the recorded time window.
Equation 1 fitted all measured
V(t) with a correlation
coefficient (R2) > 0.99 and was thus judged to be an adequate representation of the actual
perturbation signal for specific analyses. The underdamped character of the volume-servo system produced an actual
V that, for
a given
Vc, increased with
frequency over the 25- to 100-Hz frequency range with the result that
the actual
V at 100 Hz was 145% of that at 25 Hz. Thus
V from
the fit to the measured signal was used rather than the commanded
Vc in all data analyses.
After the high-frequency volume perturbation protocol, a second
single-beat Frank-Starling protocol was conducted to generate a
Frank-Starling curve that could be compared with the one collected previously. This allowed detection of any deterioration of the preparation during the course of an experiment. No detectable deterioration occurred.
 |
PRESSURE RESPONSE |
Peak isovolumic pressure generated by these 14 hearts (averaged over
all 280 observations) was 120.2 ± 13.6 (SD) mmHg at an average VBL of 2.11 ± 0.09 ml.
The average LV weight, including the septum plus LV free wall, was 5.96 ± 0.54 g.
The pressure response
[
P(t)] to
V(t) was defined as the
difference between active pressure of the reference isovolumic beat [Piso(t)],
i.e., the pressure that would have developed had no volume perturbation
been administered, and active pressure of the perturbed beat,
P(t)
|
(2)
|
Representative
Piso(t),
P(t), and
P(t) are shown in Fig.
1 (f = 50 Hz,
Vc = 1%
VBL). All responses
[
P(t)] contained two components: a depressive response,
Pd(t)
[called "depressive" because it represented a sustained
decrease in pressure below Piso(t)
that was not at the perturbation frequency] and an in-frequency response
[
(t)]
(that part of the response at the perturbation frequency). Thus
|
(3)
|
The
Pd(t)
was extracted from
P(t) by
fitting a curve to
P(t) that did
not contain frequency content of the perturbation frequency.
Pd(t)
was taken as the sum of the first 10 harmonics in the Fourier series
|
(4)
|
where
n is the harmonic number, Bn and
n are harmonic amplitude and phase,
respectively, of n, and
T is the heart period. Because the
shortest heart period used in these studies was 1 s, the 10th harmonic
(10 Hz) was well below 25 Hz, the lowest frequency used for volume
perturbation. The amplitude and phase parameters for the
ith harmonic
(Bi and
) had no particular
significance other than to give a
Pd(t)
waveshape, identifiable within
P(t), that did not include
components of the in-frequency response. Once
Pd(t) was identified by fitting with Eq. 4,
it was subtracted from
P(t) to
yield
(t).
Subtraction of
Pd(t)
from
Piso(t) generated a signal representing the pressure around which
(t)
took place
[Pr(t)].
Pr(t),
with corresponding
P(t),
Pd(t), and
(t),
is shown in Fig. 1.

View larger version (18K):
[in this window]
[in a new window]

View larger version (14K):
[in this window]
[in a new window]
|
Fig. 1.
Method of determining pressure response [volume
perturbation = 50 Hz, 1% baseline volume
(VBL)].
A: 2 left panels:
Piso(t),
pressure of an isovolumic beat in which no volume perturbation was
applied; P(t), pressure of a beat
that received volume perturbation. Middle panel:
P(t), pressure response to volume
perturbation [= P(t) Piso(t)].
Right panel:
Pd(t),
depressive component of P(t)
obtained by low-pass filtering P(t). Bottom panel:
(t),
in-frequency component of P(t)
[= P(t) Pd(t)].
B: pressure around which in-frequency
response occurred
[Pr(t)]
was obtained by subtracting
Pd(t)
from
Piso(t).
Vertical scale is in mmHg, horizontal scale is in s.
|
|
This report concerns just
(t);
the
Pd(t)
is the subject of another report (unpublished observations). Twelve of
twenty
(t)
responses obtained in one heart are shown in Fig.
2.
(t)
rose and fell during the course of the heartbeat but also contained a
small contribution that was present during diastolic periods when there
was no active contraction. This small component was assumed to be due
to dynamic features of parallel passive properties that were not
included in the static passive pressure-volume relationship, which had already been subtracted from the response. Furthermore, these passive
dynamic properties were assumed to be expressed continuously throughout
the period of the heartbeat and, for a given
V(t) sinusoid, they were
represented as
|
(5)
|
This
passive dynamic response was subtracted from the response signal using
data-fitting procedures described below. The great majority of
(t)
waxed and waned as pressure rose and fell and was considered to be an
expression of active processes. Thus
|
(6)
|
where
(t)
was the contribution of active process to
(t).

View larger version (33K):
[in this window]
[in a new window]
|
Fig. 2.
(t)
over single heartbeat for 12 of 20 responses in one heart, showing
extremes and midrange of responses to various amplitudes and
frequencies of V(t). Note growth
in amplitude of response with both amplitude and frequency of
V(t).
A: 0.5%;
B: 1.0%;
C: 1.5%.
|
|
It is clear from Fig. 1 that, in accordance with results from several
studies (1, 13, 25, 29, 32, 38),
(t) waxed and waned during the heart period as
Pr(t)
rose and fell. One objective of the current work was to predict from
model considerations whether other time-varying components were
contained within
(t) and, then, to test these predictions.
 |
MODEL DESCRIPTION |
A model for describing and predicting the active part of the pressure
response
[
(t)]
was constructed on the assumption that elements responsible for force
generation in cardiac muscle (i.e., cross-bridges between thick and
thin myofilaments) were also responsible for pressure generation in the
LV chamber. Furthermore, it was assumed that there was a
straightforward linear transformation between force-length
relationships in the wall of the heart and pressure-volume
relationships in the LV chamber. Acceptability of the linear
transformation assumption requires small-amplitude perturbations and
homogenous myocardium. Criteria for satisfying the small-amplitude
requirement are detailed in the
APPENDIX. Evidence that the homogenous
myocardium requirement is satisfied is given in the findings relative
to the unimportance of noncontractile series elasticity in these hearts
(see MODEL VALIDATION). However, a strong
reason for employing the linear transformation assumption is the
success that has been achieved with its application in earlier studies
(3, 5, 6, 27).
It was further assumed that during a heartbeat mechanodynamics were
from two sources: 1) dynamics of
activation as activator Ca2+ comes
and goes and numbers of force-bearing cross-bridges rise and fall, and
2) dynamics of cross-bridge cycling
as myosin heads cyclically attach to and detach from the actin binding
site. In accordance with an earlier hypothesis (6), we argue that the only dynamics expressed within the brief cycle period of frequencies
25 Hz were those associated with steps in the cross-bridge cycle and
that the dynamics of activation were too slow to contribute to changes
within these brief time periods. Such separation of time scales in the
study of muscle dynamics is in accordance with analyses conducted by
Kawai and co-workers (17, 24, 39) and in accordance with our recent
demonstration that cooperativity between force-bearing cross-bridges
and activation can cause activation to be slow relative to cross-bridge
dynamics (2).
We refer to cross-bridges as force generators. Generators contributing
to the pressure response were assumed to be in two states:
1) a state that possessed elastance
but did not, under isometric (isovolumic) conditions, generate pressure
(state
e0), and
2) a state that both possessed
elastance and also generated isometric (isovolumic) pressure
(state
ep). When we assume linear, independent, and parallel generators, the elastance associated with
each state is the number of parallel generators in that state (N) times the elastance of a single
generator (
). Assuming that all generators in
states
e0 and
ep possess the same
, we show the
net elastance of all parallel generators in each of the two states as
|
(7)
|
|
(8)
|
where,
because of our linear transformation assumption,
Ee0(t)
and
Eep(t)
may be taken as volumetric elastances (with units of mmHg/ml).
Generators are in continual transition as they progress from one state
to another in the cross-bridge cycle (Fig.
3). We assumed that
state
e0 preceded
state
ep. Furthermore, transitions into, out
of, and between states
e0 and
ep were assumed to be governed by rate
constants b,
d, g,
and h.
State
0 in Fig. 3 is without elastance and
is a precursor to state
e0;
state
00 is also without elastance and
follows state
ep. These nonelastance states
represent all other states needed to complete a cross-bridge cycle.
Given these relationships between states and assuming that there is no
noncontractile series elastance (4), it is shown in the APPENDIX that
Ee0(t)
and
Eep(t) may be calculated from
Pr(t)
and its first time derivative
[
r(t)] according
to
|
(9)
|
and
|
(10)
|
where
X0 is a parameter
representing average volumetric distortion among generators in
state
ep during isovolumic conditions. The
transitional step between states
e0 and
ep, which is governed by
h, is the cross-bridge power stroke,
and this step is responsible for inducing
X0 distortion in
generators as they go through the power stroke to enter the
ep state. The dissolution of the
postpower stroke (ep) state, which
is governed by g, is the cross-bridge detachment step.

View larger version (17K):
[in this window]
[in a new window]
|
Fig. 3.
Schematic drawing of states in cross-bridge cycle.
Ni is the
number of generators in ith state.
Generators in states e0 and
ep possess elastance, whereas
generators in states 0 and
00 do not. Generators possessing
elastance may be distorted during a volume perturbation such that both
contribute to pressure response. Under isovolumic conditions,
generators enter state e0 without distortion and do not
generate pressure. Transitions between states are governed by rate
constants b,
d, h,
and g. Transition between
state e0 and
state ep is the power stroke and induces a
baseline distortion in postpower stroke
(ep) generators, which, as a result
of their elastance, causes development of isovolumic pressure.
Isovolumic pressure is modified during a volume perturbation by induced
distortion in postpower stroke and prepower stroke states,
ep and
e0, respectively, and by whatever
influence volume perturbation has on recruitment of generators into or
out of cross-bridge cycle.
|
|
Because of their elastic nature, generators within each of these states
are distorted during volume perturbation. The net volume-induced
distortion is determined by the rate of volume change relative to the
rates of formation and dissolution of the respective states.
Differential equations for these volume-induced distortions
[
Xe0(t)
and
Xep(t) in states
e0 and
ep, respectively] are derived
in the APPENDIX as
|
(11)
|
|
(12)
|
A
dot over a variable indicates its first time derivative. In words,
Eqs. 11 and 12 state that the time rate of change
of generator distortion is negatively related to distortion itself and
is positively related to the first time derivative of volume. Thus
volume-induced distortion is driven directly by flow (velocity) and
dies away at a rate proportional to the distortion.
Given these relationships, the model equation predicting the active
part of the in-frequency pressure response
[
fa(t)] is
|
(13)
|
where
the "hat" in

fa(t)
indicates that the quantity is model predicted.
Equations 9-13 constitute a
2-state, 4-parameter model. In this model,
V(t) is the input [although
distortion is driven directly by

(t)];
Ee0(t),
Eep(t), and their time derivatives combine to form time-varying parameters;
Xe0(t)
and
Xep(t)
are state variables; and

fa(t)is
the output variable. Equations 11 and 12 are a set of linear, uncoupled,
first-order, time-varying differential equations.
 |
MODEL PREDICTIONS |
Two Dynamic Components of In-Frequency Response
In-frequency response consists of two dynamic components:
1) a component with an amplitude
varying with
Pr(t)
and 2) a component with an amplitude
varying with the time derivative of
Pr(t).
The model output equation Eq. 13 can
be rearranged by substituting elastance Eqs.
9 and 10 into
Eq. 13 to create an alternative
formulation.
|
(14)
|
The first term on the right-hand side of Eq. 14 is a response component with an amplitude varying
proportionately with
Pr(t), and the second term on the right-hand side is a component with an
amplitude varying proportionately with
r(t).
This development clearly identifies the contribution of the prepower
stroke, e0 state as the sole source of
the dynamic response component with an amplitude rising and falling in
proportion to the derivative of the pressure around which the response
is occurring.
To determine the relative roles of these two components, an approximate
sinusoidal solution of the model equations Eqs.
11 and 12 was
developed as follows. When we ignore the influence of the time-varying
part of the coefficients in Eqs. 11 and 12, a steady-state solution of
these equations for
Xe0(t)
and
Xep(t)
when
V(t) is a volume sinusoid of frequency f results in an expression for the
first and second terms on the right-hand side of Eq. 14 as
|
(15)
|
Such that for a volume sinusoid of frequency
f
|
(16)
|
The relative role of the
r(t)
component in the observed responses was determined by an incremental
approach. Equations 6 and 16 were combined and fit to the
observed
(t) by first excluding the
r(t)
component
|
(17)
|
and then including the
r(t)
component
|
(18)
|
Fitting of Eqs. 17 and 18 to
(t)
was by an heuristic search algorithm (Levenberg-Marquardt algorithm,
Argonne National Laboratory) to minimize the residual sum of squares
(RSS).
To test for degradation or improvement in the representation of
(t)
signal with the addition of the two additional parameters in
Eq. 18 that relate to the
r(t)
component, the Aikake Information Criterion (AIC) and the Schwartz
Criterion (SC) were calculated from fits with both
Eqs. 17 and 18 according to Landaw and DiStefano
(20) as
|
(19)
|
where N is the number of
sampled data points, and K is the
number of parameters. Note that the first term on the right-hand side
of Eq. 19 is a measure of how well the
model fit the data, whereas the second term is a penalty function based
on the number of model parameters. Therefore, increasing the number of
parameters increases AIC and SC unless there is a more than
compensating reduction in RSS. In considering two competing equations
such as Eqs. 17 and 18, the better representation is the
one with the smallest AIC and SC. To further determine whether
significant reduction in the RSS occurred with Eq. 18 compared with Eq. 17, an incremental
F-test was used (11).
When fit to
(t)
of each of the 280 data records obtained in these hearts (14 hearts
times 20 records/heart), both Eq. 17,
which did not include the
r(t)
component, and Eq. 18, which did
include this component, fit
(t) very well with median
R2 of 0.980 and
0.981, respectively. The contribution of the
r(t) component was quite small as judged by the fact that
A2 was always two-orders of magnitude less than
A1. However,
despite this small contribution, the inclusion of the
r(t)
component in Eq. 18 consistently reduced the AIC (only one exception in 280 instances; median reduction:
0.78%; range: 0.02 to
10.1%) and SC (14 exceptions in
280 instances; median reduction:
0.63%; range: 0.09 to
9.93%), suggesting that the addition of the two parameters
associated with the
r(t) component improved the representation of the information in the
(t)
signals. Furthermore, of the 280-response records analyzed, the
incremental F-test generated an
F-statistic that was significant at
the P < 0.01 level in all 280 instances. Thus, although making only a small contribution in
accounting for the total variability in
(t),
the
r(t) component contributed significantly to representing its information content and in reducing the RSS.
To summarize these results, the model predicted that there would be an
in-frequency response component with an amplitude rising and falling in
proportion to the pressure around which the response occurred
[Pr(t)]
and another component with an amplitude rising and falling in
proportion to the derivative of the pressure around which the response
occurred
[
r(t)].
Analysis of all the response data revealed that the response was
dominated by the
Pr(t)
component, although a small but significant component existed with an
amplitude of which was proportional to
r(t).
Given the very small contribution by the
r(t)
component, the model was further used to test the importance of
including this term in validation procedures described below.
Amplitude Ratio and Phase of Response
Additional model predictions resulted from considering the nature of
the response just around the time of peak
Pr(t),
when
r(t)
approximated zero. When transients are ignored and it is assumed that
steady state had been achieved at this time, an argument can be made
that during a short interval around the time of peak pressure, the
e0 state does not contribute to the
response and the model reduces to
|
(20)
|
Input-output relationships between
Xep(t)
and
V(t) for this reduced model
may be derived as
|
(21)
|
where
is angular frequency in radians and equals
2
f,
|
(
)/
V(
)|
is the magnitude of an input-output amplitude ratio equivalent to
A1/
V from the
previous sinusoidal fits, and
(
) is the phase difference between
output pressure response and input volume sinusoid.
Two predictions result from Eq. 21:
1) the amplitude ratio will increase
with frequency up to some plateau, provided the frequencies examined
are in the vicinity of the characteristic frequency, g. At frequencies either far below or
far above g, the amplitude ratio will
change only weakly with frequency.
2) The phase of
(t)
will lead the phase of
V(t) by as
much as 90° at low frequencies, but this phase lead will decline
and approach zero as frequencies increase above
g.
To test these model predictions, the amplitude ratio,
A1/
V, was evaluated for
its dependence on f and
V. As noted above, A1/
V will change sharply with
f over a frequency range around the
characteristic frequency of the underlying process. Additionally, A1/
V is not expected to be dependent on
the amplitude of the
V input. Any dependence of
A1/
V on the amplitude of
the input is an indication of nonlinear processes that are not part of
the current model. Nonlinearities may also show up as dependence of A1/
V on product
combinations of f and
V. Stepwise
regression analysis was used for these determinations. Regression
equations were formulated as
|
(22)
|
where
the ci
values are regression coefficients and
(f,
V) represents one or more of
four candidate interaction terms:
f · (
V),
root-mean-squared (rms) flow;
f 2 · (
V),
rms acceleration;
V2, squared
rms volume amplitude; and
(f ·
V)2,
squared rms flow amplitude. The regression procedure used dummy variables and effects coding to account for between-subjects
differences, and the subject dummy variables were forced into the
stepwise regression (11). A candidate predictor variable was considered significant only when the P value for
its inclusion was <0.05.
The dependence of
A1/
V on
f at the various commanded
Vc for one heart is shown in
Fig. 4. At all
Vc,
A1/
V increased
with f. Furthermore, at
f equal to 25, 50, and 76.9 Hz,
A1/
V had
virtually no dependence on
Vc;
there was an apparent small dependence on
Vc at 100 Hz. Regression
analysis of pooled data from all hearts revealed that, of all potential
predictor variables, there was a significant dependence on
f and
V2; the simplest best
regression equation (leaving out terms for between subjects
variability) was
|
(23)
|
No interaction terms were found to be significant in this
regression. Of the two significant predictor variables,
f was the more important variable. For
example, at f = 50 Hz and
V = 1%, the term in Eq. 23 due to
f adds 0.55 units to
A1/
V, whereas
the term due to
V2 subtracts
only 0.03 units, an 18-fold difference in sensitivity of
A1/
V on these
variables. The three important outcomes of this regression analysis are
1)
A1/
V increased
with f in accordance with

(t) acting as
the effective driving function; 2)
because of the strong dependence on f,
the characteristic frequency of the dynamic processes responsible for
the
Pr(t)
response component lies either within or not far distant from the 25- to 100-Hz frequency range; and 3)
the very small dependence of the
Pr(t)
response component on
V indicated that nonlinearities were not a
large part of the underlying processes.

View larger version (7K):
[in this window]
[in a new window]
|
Fig. 4.
Amplitude ratio
(A1/ V) of
(t)
component proportional to
Pr(t)
as a function of frequency (f) and
commanded amplitude ( Vc) of
perturbation. , Vc = 0.50%
VBL;
+,
Vc = 0.75%
VBL; ×,
Vc = 1.00%
VBL;
* Vc = 1.25%
VBL; ,
Vc = 1.50%
VBL.
A1/ V increases
with frequency and has very little dependence on
Vc, as predicted by model.
|
|
Predictions with regard to the phase lead were not analyzed
exhaustively. Rather, single cycles, spanning the time of peak Pr(t)
of response to 1%
Vc at each
frequency, were examined. In these, the phase of
(t)
led that of
V(t) at 25 Hz by
~30-40°, and this phase lead decreased progressively to
approach zero at 76.9 and 100 Hz.
To summarize these results, model predictions with regard to frequency
dependence of input-output amplitude ratio and phase relations were
confirmed. These indirect confirmations of the model suggested a more
rigorous model validation test.
 |
MODEL VALIDATION |
Ability to Fit the Data
Model validation was, in part, by evaluating how well the model fit the
full time course of the pressure response over an entire cardiac cycle.
Model fitting was by the following procedure. Initial values of the
four model parameters (g,
h, d,
and X0) and the
two dynamic passive pressure parameters
(Ap and
p) were assigned. Derivatives
of measured
V(t) and
Pr(t)
were calculated using a five-point Lagrangian polynomial method.
Measured
Pr(t), the calculated derivatives, and the then-current parameter values were
fed into the differential equations Eqs.
11 and 12, allowing these equations to be solved numerically by integrating with a fourth-order Runge-Kutta algorithm (integration step size = 0.0005 s)
to obtain predictions of
Xe0(t)
and
Xep(t). These were then used with measured
Pr(t)
and its derivative to compute a
(t)
according to Eq. 13 and a
Pp(t) according to Eq. 5, which were then
added to obtain a
(t).
The RSS between predicted and observed
(t) was calculated. Values of model parameters (g,
h, d,
and X0) and dynamic passive pressure parameters
(Ap and
p) were then adjusted according to the rules of a Levenberg-Marquardt heuristic search algorithm, and the processes were repeated iteratively until RSS was
minimized. Median model parameter values obtained with this procedure
in the 14 hearts are reported in Table 1.
Unlike the sinusoidal approximation of Eq. 18, which could be fit only to individual responses to
a single perturbation, model Eqs.
9-13 are more general and could be fit to groups
of responses to perturbations of multiple frequencies and amplitudes.
By fitting simultaneously to responses to the 20 perturbations imposed
in any one heart, we required this single model with a single set of
parameters to account for a wide range of behaviors resulting from many
different perturbations as in Fig. 2. Successful reproduction of this
broad range of dynamic responses was taken as compelling evidence for
validity of the basic model.
By all measures, the basic 2-state, 4-parameter model fit the response
data very well. An example of this good fit in one heart is shown for a
single heartbeat ( f = 50 Hz;
Vc = 1%
VBL) in Fig.
5. In evaluating Fig. 5, it must be kept in
mind that the fit that generated the predicted response was to
responses obtained from the complete set of four frequencies and five
amplitudes of inputs delivered to each of 20 beats and not just to the
single beat shown in Fig. 5. Because rapid cycling at 50 Hz generated a
dense pattern on display from which model-predicted and measured waveforms could not be discriminated, individual cycles in the response
were identified that 1) spanned the
point on the ascending limb of
Pr(t)
at which
Pr(t) = 1/2 its peak value, 2) spanned the
peak value of
Pr(t),
and 3) spanned the point on the
descending limb at which
Pr(t) = 1/2 its peak value. These three cycles were then expanded in
row B of Fig. 5 such that predicted
and observed waveforms could be compared. The comparatively small
values of the differences between predicted and observed waveforms
(residuals) are given in row C of Fig.
5. In this particular example, but not true in all cases, the residuals
appeared to be random at all times during the heart period and
exhibited no transient systematic character. Systematic patterns in the
residuals will exhibit as a periodicity at the frequency of
perturbation.

View larger version (28K):
[in this window]
[in a new window]
|
Fig. 5.
A: response to a single perturbation
f = 50 Hz;
Vc = 1%
VBL. Model was fit to complete set
of 4 frequencies and 5 amplitudes of inputs delivered to 20 beats, not
just to single beat shown. B:
model-predicted vs. measured waveforms. These overlain waveforms cannot
be discriminated in left panel. Waveforms of single cycles (identified
by period between pairs of vertical lines in left panel) are displayed
in 3 panels to right. These cycles spanned:
1) the point on ascending limb of
Pr(t)
at which
Pr(t) = 1/2 its peak value, 2) the peak
value of
Pr(t),
and 3) the point on descending limb
at which
Pr(t) = 1/2 its peak value. C: residuals
between model-predicted and observed waveforms. Residuals are small
valued and do not have periodicity of perturbation. Thus, in this
example, they are apparently random.
|
|
To demonstrate the goodness of the fit over the full set of 20 perturbed beats collected in the single heart featured in Fig. 5,
predicted and measured values were plotted against one another to
generate Fig. 6. In keeping with an
R2 value of 0.98 in this heart, all the points cluster tightly around a line that is not
clearly distinguishable from the line of identity. It can be seen that
deviations of predicted from observed
(t) were never large, and an excellent fit was achieved at all frequencies and amplitudes of perturbation.

View larger version (17K):
[in this window]
[in a new window]
|
Fig. 6.
Model predicted vs. measured
(t)
for all 20 perturbed beats in one heart; 40,000 points shown (20 beats,
each of 1-s duration, sampled at 2 kHz). Points in densest part of
cluster around origin represent data generated at smallest
Vc, at lowest
f, at lowest values of
Pr(t),
and during zero crossings at all perturbations. Points in less dense
vertices of cluster represent data generated at highest
Vc, at highest
f, and at peak of
Pr(t).
All points cluster tightly around line of identity. Deviations of
predicted from observed
(t)
were never large, and an excellent fit was achieved at all frequencies
and amplitudes of perturbation.
|
|
An additional demonstration of model goodness of fit comes from
comparing the actual responses displayed in Fig. 2 with the corresponding model-predicted responses displayed in the same format in
Fig. 7. Visual comparison of these two
figures reveals no important differences. Yet another demonstration of
correspondence between model prediction and measured responses is seen
in Fig. 8, where it is shown that there was
good agreement between
A1/
V for all
20 responses from the sinusoidal analysis and the 20 model-derived equivalents. This agreement was with respect to both absolute magnitudes and to systematic variations with
f and
V, strong dependence on
f, and little or no dependence on
V.